Day One: Tuesday, May 14, 2019, Implementing Effective Digital Transformation To Exceed Client Needs

7:45 am - 8:35 am Registration and Continental Breakfast

8:35 am - 8:45 am Welcome Remarks & Icebreaker

Olga Rodriguez, Program Director at Digital Wealth 2019

Olga Rodriguez

Program Director
Digital Wealth 2019

8:45 am - 9:00 am Chairperson’s Opening Remarks

Matt Macomber, Head of Client Services at Extractable

Matt Macomber

Head of Client Services
Extractable

9:00 am - 9:25 am Keynote Case Study – The Robo Perspective: Shaping Client Centric And Innovative Digital Experiences That Resonate

The ability to be truly client centric comes from tech savvy advisors that have mastered efficiencies with client management. That’s exactly what Ellevest is discussing in our inaugural keynote session at Digital Wealth – marrying efficiency, innovation and technology in wealth management to better serve clients. Hear from the head of Product  as she talks through their female-focused digital platform and how they are better serving the needs of today’s HNW client.
 
·         The background and creation of the Ellevest platform – why and how
·         Defining your user types and the ways that you communicate with them to create the experiences they want
·         Identifying the best ways for your organization to gather client feedback
·         Collecting insights from client feedback and distributing to your internal stake holders in order to align the digital experiences you’re creating with your clients’ needs and expectations
·         Aligning clients with needs with the digital experiences you’re creating in order to remain competitive
Alexandria Stried, Chief Product Officer at Ellevest

Alexandria Stried

Chief Product Officer
Ellevest

9:25 am - 9:55 am Keynote Case Study Remix - Meeting The Needs Of Today's Consumer: Building Products From The Ground Up To Solve Key Customer Issues

Today’s consumers have high expectations of the products they use, both in the flexibility of the experience, as well as how it reflects on their values.  In this session, we’ll discuss what those expectations are, and what it means for product development.
  • Changing needs of the modern investor
  • How technology drives personalization across all aspects of the product
  • Role of impact investing in thinking holistically about customer goals
Megan Schleck, Co-Founder, CEO at COIN by John Hancock

Megan Schleck

Co-Founder, CEO
COIN by John Hancock

What does it take to build and rolling out an effective digital platform? The challenge is to create something that is flexible and responsive to differing client needs and offers the right tools for them to achieve their wealth goals. This panel of senior wealth and asset managers will review their platforms – pros, cons and pitfalls to avoid.  
•Starting a digital platform from scratch that will meet your clients’ expectations and needs 
•Understanding the pros and cons of using client interviews and surveys to build new platforms 
•Working through the challenges of effectively aggregating custody, held-away and alternative holdings information to provide a 360° view
•Working around the limitations of privacy and personalization to provide the services your clients want 
•Building a platform that will positively affect your clients’ wealth management goals
•Distinguishing between the needs of UHNW and HNW client segments and building adaptive platforms that will positively affect each groups unique wealth management goals

Patrick Leary, VP, UX Manager, Digital at AllianceBernstein

Patrick Leary

VP, UX Manager, Digital
AllianceBernstein

Gail Griffin, Head of Digital Platforms, US Intermediaries at T. Rowe Price

Gail Griffin

Head of Digital Platforms, US Intermediaries
T. Rowe Price

Marcia Reid, Senior Vice President – Head of Digital Client Experience Systems at Brown Brothers Harriman

Marcia Reid

Senior Vice President – Head of Digital Client Experience Systems
Brown Brothers Harriman

Bob Miller, Vice Chairman & CEO at Private Client Resources

Bob Miller

Vice Chairman & CEO
Private Client Resources

Michael Rodgers, EVP Head of Innovation NY at InvestCloud

Michael Rodgers

EVP Head of Innovation NY
InvestCloud

10:25 am - 11:10 am Morning Refreshment & Networking Break & Speaker Q&A

Get more face time with the speaker faculty. They’ll be in the Exhibit Hall during every break answering your questions, and helping you problem solve.

11:10 am - 11:35 am Asset Management Town Hall: Using Data Driven Marketing To Identify Your Advisory Targets

Asset management companies are still struggling to adopt digital technologies and take advantage of the opportunity to become more data driven organizations. This interactive session, which is driven heavily by audience questions, will discuss the way that companies can enhance their operations with a data driven approach.
·         Using data to better personalize the client experience
·         Using predictive analytics and historical data to build accurate models
·         Thinking about using algorithms to better analysis data and forecast results 
·         Looking at using scenario based analytics to analyze and predict future outcomes 
Brad Shepard, Head of Advisor Innovation at WisdomTree

Brad Shepard

Head of Advisor Innovation
WisdomTree

Peter Watson, Head of Data Intelligence and Strategy at WisdomTree

Peter Watson

Head of Data Intelligence and Strategy
WisdomTree

In order to effectively implement digital tools there needs to be a long term strategy that takes both business goals and customer needs into consideration. The rise of robo advisors, tech savvy clients, and a generational shift and transfer of wealth are just some of the disruptive forces causing incumbents in wealth management to rethink their products and strategy. This session will be a close look at defining a digital roadmap that doesn’t create confusion or a disconnect between internal goals and end-user goals.
·         Successfully implementing digital tools
·         Working in alignment with the customer needs and expectations to remain relevant
·         Creating a feedback loop with customers and internal stake holders in order to create the products and experiences the clients want
·         Aligning internal goals and strategy with your clients’ needs in order to be competitive 

Will O’Rielly, SVP, Director, Investment Consulting Group at SunTrust Bank

Will O’Rielly

SVP, Director, Investment Consulting Group
SunTrust Bank

Natalie Rubenoff, VP, Customer Experience Manager, Digital Strategy at Nuveen

Natalie Rubenoff

VP, Customer Experience Manager, Digital Strategy
Nuveen

Mike Balsam, VP, Digital Manager, Wealth Digital and Innovation at Wells Fargo

Mike Balsam

VP, Digital Manager, Wealth Digital and Innovation
Wells Fargo

Mark Richards, VP of Product at Jemstep

Mark Richards

VP of Product
Jemstep

Michael Carvin, CEO & Co-Founder at SmartAsset

Michael Carvin

CEO & Co-Founder
SmartAsset

12:05 pm - 1:05 pm Lunch for all attendees

12:05 pm - 1:05 pm Private Lunch

Hosted by Mastercard
Track A: Technology And Internal Support To Drive Innovation 

1:05 pm - 1:15 pm Chairperson’s Afternoon Remarks

1:15 pm - 1:45 pm Fireside Chat Remix - Build Versus Buy: Getting The Most ROI From Your Technology

Is it possible to build the tech that you need in-house?  Some institutions can, while others are constrained with resourcing and in-house skillsets to do so. In this session we’ll discuss the ways wealth institutions are implementing new tech – via build v. buy.  You’ll hear opinions on both sides of the equation. 
·         Looking at models that allow financial organizations to partner with fintech players while containing risk
·         Looking at the decision making process for building technology in-house versus buying and integrating into your current systems
·         Thinking about your size and resource capabilities when evaluating build vs. buy
·         Staffing appropriately depending on your decision surrounding technology implementation
Daniel Huss, Head of Product, Verus at State Street

Daniel Huss

Head of Product, Verus
State Street

Track B: Client Acquisition And Onboarding 

1:05 pm - 1:15 pm Chairperson’s Afternoon Remarks

1:15 pm - 1:45 pm Panel Discussion Remix: Identifying The Resources Needed To Execute Successful Online Marketing Campaigns That Attract New Clients

There is a tremendous amount of competition for HNWI and also many ways to try to reach these potential clients. However, part of the challenge is identifying how much time and effort to put into new client acquisition, when existing clients need to be catered to as well. This session will look at:
·         Using cost effective marketing strategies
·         Understanding how to use marketing automation tools to support the effectiveness of your  campaigns
·         Implementing marketing software that will draw people to your website without the need for manual marketing processes
·         Using online marketing channels to proactively reach out to prospective clients

Abby Salameh, CMO at HighTower Advisors

Abby Salameh

CMO
HighTower Advisors

Hemin Desai, SVP, Global Head of Digital & Marketing Operations at Neuberger Berman

Hemin Desai

SVP, Global Head of Digital & Marketing Operations
Neuberger Berman

Interactive Track for Wealth and Asset Managers

1:05 pm - 1:45 pm Senior Executive Wealth Management Boardroom

Boardrooms are a great opportunity to meet like-minded senior executives. You’ll be able to network and share best practices around your digital transformation challenges
Marc Wiznia, Head of Enterprise Strategy & Business Development at Voya Financial

Marc Wiznia

Head of Enterprise Strategy & Business Development
Voya Financial

1:45 pm - 2:10 pm Case Study - Modernizing Your Legacy Systems In Order to Support Your Digital Goals

Legacy systems might be the most difficult barrier to overcome in order to achieve an effective digital transformation, but overhauling these systems
requires a tremendous investment of time, money, and internal resources. How can wealth management firms truly be innovative when the legacy systems already in place are in the way? In this session we’ll talk about:
•Analyzing the types of emerging technology your infrastructure can support in order to be innovative
•Migrating to the cloud in order to improve security and handle data more efficiently
•Implementing solutions that would streamline workflows and improve employee experiences
•Getting the support that you need to support your digital goals

Lisa Brown, Vice President, Client Solutions and Information Systems at Ferguson Wellman Capital Management

Lisa Brown

Vice President, Client Solutions and Information Systems
Ferguson Wellman Capital Management

1:45 pm - 2:10 pm Fireside Chat – Using AI To Attract Clients And Exceed Their Expectations

This session will take a close look at the ways in which you can use AI to both attract new clients and keep current clients happy. 

Sudheer Ummalaneni, VP, Digital Technology at LPL Financial

Sudheer Ummalaneni

VP, Digital Technology
LPL Financial

1:45 pm - 2:20 pm Senior Executive Management Boardroom (continued)

Boardrooms are a great opportunity to meet like-minded senior executives. You’ll be able to network and share best practices around your digital transformation challenges

2:10 pm - 2:40 pm Afternoon Networking & Refreshment Break

Use this opportunity to mingle and meet your peers and check out the solutions in the Wealth Tech Lab!

2:40 pm - 3:10 pm Case Study Remix: Leveraging Consumer Research to Deliver Innovative Personalized Solutions

Case study of Voya Financial’s process for driving innovation to improve personalization, with a particular focus on high net worth individuals.  Overview of how Voya leverages consumer research into the driving forces behind Americans’ financial needs to deliver more personalized solutions for customers in its workplace business.  See in action how Voya leverages behavioral finance research and insights into mega consumer trends to drive its innovation program.
Marc Wiznia, Head of Enterprise Strategy & Business Development at Voya Financial

Marc Wiznia

Head of Enterprise Strategy & Business Development
Voya Financial

3:10 pm - 3:40 pm Closing Panel Remix - Shaping The Ideal Client Experience To Exceed Their Expectations

Tech companies like Amazon and Google are in fact influencing client behavior in the wealth space.  These companies have given consumers flexible, mobile-first consumer experiences, and HNWI are expecting the ease of service and convenience within wealth management, as they see outside of the industry. How can wealth management draw inspiration from tech companies to better serve their clients? In this session we’ll talk about: 
•Mapping out the future digital client experiences in wealth management 
•Using lessons learned from start ups to deliver successful client experiences  
•Distributing products and services through multiple channels to meet your client’s expectations 
•Meeting your clients’ expectations at every interaction point in order to remain competitive

Philipp von Girsewald, CEO at Deposit Solutions, LLC

Philipp von Girsewald

CEO
Deposit Solutions, LLC

Priya Sajja, VP, Product Strategy at BNY Mellon

Priya Sajja

VP, Product Strategy
BNY Mellon

Ariana Qayumi, Director, Group Product Manager at Royal Bank of Canada

Ariana Qayumi

Director, Group Product Manager
Royal Bank of Canada

2:40 pm - 3:10 pm Case Study Remix: Whether They Swipe, Type or Print: How to Build Exceptional Experiences for Every Customer

In this session, Vivek Bedi will share how Northwestern Mutual went through a complete digital transformation in the past three years with the goal of developing winning digital experiences for every client. Whether for those starting out on their financial journey to retirees, learn how to strike a balance among what various client segments expect from a digital experience while also designing personalized, customizable features to keep them satisfied and loyal to your company. In this session, Vivek will discuss:
·         Building technology with every customer in mind (including future customers!)
·         Reorganizing into “Pod” teams to follow the customer journey
·         Understanding customers through deeper user analysis
·         Helping customers think of your product or industry in a new light
Vivek Bedi, Head of Consumer Experience Digital Products at Northwestern Mutual

Vivek Bedi

Head of Consumer Experience Digital Products
Northwestern Mutual

3:10 pm - 3:40 pm Closing Panel Remix - Building Effective Platforms: Making The Digital Wealth Client Experience Easy And Seamless

Investment platforms are inherently complex and not particularly intuitive. In order to improve their client relationships and attract new clients, advisors want to provide digital platforms that provide easy experiences. This session will look at:
·         Identifying how to change  features of your digital platform that your clients are struggling with
·         Providing your clients with educational content that will increase their understand of the platform
·         Simplifying your platform so that it’s visually appealing and easy to use
·         Increasing client retention by providing digital platforms with the features they want
David Hagen, VP Digital Wealth at Folio Investing

David Hagen

VP Digital Wealth
Folio Investing

Sudheer Ummalaneni, VP, Digital Technology at LPL Financial

Sudheer Ummalaneni

VP, Digital Technology
LPL Financial

3:40 pm - 4:40 pm Welcome Reception

After a busy day, enjoy a refreshing drink, delicious apps and mingle with your new friends at the Digital Wealth Reception!

4:40 pm - 4:40 pm Conclusion of Day One